KI (Cat I and Cat II)

Minu Management Services are currently recruiting for a Key Individual on behalf of the current FSP. The Key Individual will be responsible for managing and overseeing its activities related to the rendering of financial services as a Category I and Category II.

The candidate must be registered with the FSCA as a Key Individual for the below categories.

CATEGORY I

• Long-Term Insurance Sub B1
• Long-Term Insurance Sub B2
• Long-Term Insurance Sub B2 – A
• Long-Term Insurance Sub B1 – A
• Long-Term Insurance C
• Retail Pension Benefits
• Shares
• Money market instruments
• Warrant, certificates, and other instruments
• Derivative Instruments
• Participatory interests in one or more collective investment schemes

CATEGORY II

• Retail Pension Benefits
• Shares
• Debentures and securitised
• Warrant, certificates, and other instruments
• Derivative Instruments
• Participatory interests in one or more collective investment schemes

Key Responsibilities and Duties

The key responsibilities and duties include, but are not limited to:

• Ensuring the firm complies with applicable laws and statutory obligations;
• Ensuring the FSP has Policies & Procedures in place;
• Ensuring compliance with the General Code of Conduct and with the Fit & Proper Requirements;
• Fulfilling contractual obligations as per the agreements;
• Managing and overseeing of the Firm’s team members rendering the FSP’s financial services, including those persons under Supervision;
• Ensuring the business processes are in place and Firm’s operational ability is sustainable;
• Ensuring the firm complies with applicable laws and statutory obligations.

Qualifications and Experience:

• Undergraduate degree, with honours
• Minimum NQF Level 5 in Finance, Business and/or Wealth Management
• Minimum 5 years FSP management experience
• RE1 Exam required
• RE5 Exam required
• RE3 Exam required
• Class of Business experience in Investments and Structured Deposits

Required Skills:

• Exceptional written, oral, and presentation communication abilities
• Sectoral experience
• Attention to detail
• Excellent organizational, multi-tasking and time management skills with demonstrated ability to work efficiently and meet tight deadlines.
• Strong interpersonal skills and ability to work effectively with large, culturally diverse teams at all levels
• Excellent oral and written communication skills in English are required, including a demonstrated ability to communicate ideas clearly and confidently
• Computer literate
• Excellent knowledge of financial markets and instruments.

Competencies

• Self-starter and initiator
• Honesty and integrity
• Competitive and creative
• Results orientated
• Strong management skills
• Work Remotely
• DOFA report

TO START AS SOON AS POSSIBLE

SALARY NEGOTIABLE (MARKET RELATED)

Please send updated CV with Qualifications to info@minufs.co.za reference 513007