KI (Cat I)

KI (Cat I)

Minu Financial Services

Minu Management Services are currently recruiting for a Key Individual on behalf of the current FSP. The Key Individual will be responsible for managing and overseeing its activities related to the rendering of financial services as a Category I.

The candidate must be registered at the FSCA as a Key Individual for the below categories:

  • Long-Term Insurance Sub A
  • Short-Term Insurance Personal Lines
  • Long-Term Insurance B1
  • Long-Term Insurance C
  • Retail Pension Benefits
  • Short-Term Insurance Commercial Lines
  • Pension Funds Benefits
  • Derivative Instruments
  • Long-term Deposits
  • Short-term Deposits

Key Responsibilities and Duties

The key responsibilities and duties include, but are not limited to:

  • Ensuring the firm complies with applicable laws and statutory obligations;
  • Ensuring the FSP has Policies & Procedures in place;
  • Ensuring compliance with the General Code of Conduct and with the Fit & Proper Requirements;
  • Fulfilling contractual obligations as per the agreements; managing and overseeing of the Firm’s team members rendering the FSP’s financial services, including those persons under Supervision;
  • Ensuring the business processes are in place and Firm’s operational ability is sustainable;
  • Ensuring the firm complies with applicable laws and statutory obligations.

Qualifications and Experience Requirements:

  • Undergraduate degree, with honours
  • Minimum NQF Level 5 in Finance, Business and/or Wealth Management
  • Minimum 5 years FSP management experience
  • RE1 Exam required
  • RE5 Exam required
  • RE3 Exam required
  • Class of Business experience in Investments and Structured Deposits

Skills Requirements:

  • Exceptional written, oral, and presentation communication abilities
  • Sectoral experience
  • Attention to detail
  • Excellent organizational, multi-tasking and time management skills with demonstrated ability to work efficiently and meet tight deadlines.
  • Strong interpersonal skills and ability to work effectively with large, culturally diverse teams at all levels
  • Excellent oral and written communication skills in English are required, including a demonstrated ability to communicate ideas clearly and confidently
  • Computer literate
  • Excellent knowledge of financial markets and instruments. Competencies
  • Self-starter and initiator
  • Honesty and integrity
  • Competitive and creative
  • Results orientated
  • Strong management skills
  • Work Remotely
  • DOFA report



Please send updated CV with Qualifications to reference 518604

To apply for this position email your details to

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